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Narcolepsy and emotional experience: a review of the literature
Behavioral and Brain Functions volume 14, Article number: 19 (2018)
Abstract
Narcolepsy is a chronic sleep disorder characterized by excessive daytime sleepiness, cataplexy, hypnagogic hallucinations, and sleep paralysis. This disease affects significantly the overall patient functioning, interfering with social, work, and affective life. Some symptoms of narcolepsy depend on emotional stimuli; for instance, cataplectic attacks can be triggered by emotional inputs such as laughing, joking, a pleasant surprise, and also anger. Neurophysiological and neurochemical findings suggest the involvement of emotional brain circuits in the physiopathology of cataplexy, which seems to depending on the dysfunctional interplay between the hypothalamus and the amygdala associated with an alteration of hypocretin levels. Furthermore, behavioral studies suggest an impairment of emotions processing in narcolepsy-cataplexy (NC), like a probable coping strategy to avoid or reduce the frequency of cataplexy attacks. Consistently, NC patients seem to use coping strategies even during their sleep, avoiding unpleasant mental sleep activity through lucid dreaming. Interestingly, NC patients, even during sleep, have a different emotional experience than healthy subjects, with more vivid, bizarre, and frightening dreams. Notwithstanding this evidence, the relationship between emotion and narcolepsy is poorly investigated. This review aims to provide a synthesis of behavioral, neurophysiological, and neurochemical evidence to discuss the complex relationship between NC and emotional experience and to direct future research.
Introduction
Narcolepsy is a chronic debilitating sleep disorder affecting humans and animals, characterized by excessive daytime sleepiness (EDS), cataplexy, hypnagogic hallucinations, and sleep paralysis. EDS consists of daily periods of an irrepressible need to sleep that leads to real sleep attacks, and is exacerbated by periods of relative physical inactivity (e.g., watching television, driving car, etc.). Also, the premature occurrence of REM sleep onset (SOREMs) characterizes these sleep episodes [1, 2], representing an essential element for diagnosing narcolepsy [3]. It should be underlined that unlike EDS, that may also occur in other disorders, cataplexy is a pathognomonic symptom of narcolepsy. It consists of a sudden drop in muscle tone, total or partial, triggered by intense emotions, especially those leadind to laughters, but also excitement and anger [4,5,6,7,8,9]. These attacks can last from a few seconds to a few minutes, during which the patient remains conscious but unable to move. These symptoms are necessary to diagnose narcolepsy [3], while hypnagogic hallucinations and sleep paralysis are considered auxiliary symptoms. Hypnagogic hallucinations are dream-like hallucinations that occur at sleep onset and can be very scary because the patient is not aware of their hallucinatory nature. Sleep paralysis, often associated with hallucinations, is an inability to move limbs, head, or to breathe normally, and can be frightening and even terrifying, especially the first time.
In the past, narcolepsy has been classified in two sub-types: narcolepsy with and without cataplexy [10]. This symptom-based diagnosis has become unconvincing due to the discovery of the role of hypocretin/orexin in cataplexy (hereafter referred to as “hypocretin”). The narcolepsy with cataplexy (NC) is associated with a low concentration of hypocretin in cerebrospinal fluid (CSF), while a normal hypocretin concentration in CSF appears to characterize the narcolepsy without cataplexy (N) [11,12,13]. Nevertheless, a small population of patients with hypocretin deficiency does not manifest cataplexy at the time of diagnosis [14, 15]. Considering the involvement of hypocretin in this sleep disorder, ICSD-3 [3] changed the terminology to “narcolepsy type 1” (hypocretin deficiency) and “narcolepsy type 2” (no hypocretin deficiency).
It should be noted that narcolepsy was described for the first time at the end of the nineteenth century [16,17,18], and since the beginning some authors focused on the relationship between emotional factors and narcolepsy, especially within the psychoanalytic framework [19]. Psychoanalysis and the first studies on narcolepsy were almost contemporary. Freudian theories on dreams led to a psychoanalytic explanation of this sleep disorder [20]. Interestingly, in this framework, sleep was considered a temporary escape from reality, and narcolepsy, with its unusual symptoms, was interpreted as related to some psychological condition. For instance, cataplectic attacks are often triggered by emotions, while frightening contents often characterize sleep paralysis and hallucinations. Also, often the symptoms first appear during the psychologically and sexually turbulent years of adolescence. In the light of above, it was hypothesized that narcolepsy could be considered a defense against anxiety and uneasiness associated with difficult personal issues. Some authors also investigated the clinical and personal stories of these patients, confirming the hypothesis of a link with emotional issues [e.g., 21]. However, these theories suggested sexual deviations and psychopathic personality structures as the underlying factors of narcolepsy [22, 23]. An involuntary consequence of this view was that narcoleptic patients might develop a sense of guilt over their symptoms.
At the end of the 1990s, the deficit in hypothalamic hypocretin neurotransmission as the main determinant of narcolepsy was discovered, and this disorder was established as an organic brain disease [24,25,26]. Narcolepsy has long been described as characterized by high co-morbidity for psychiatric disorders [27], often making the diagnosis difficult and delaying it. Nevertheless, it is still unclear if psychiatric symptoms are the result of the chronic disabling nature of the disease, or a “shared pathophysiology”, or a combination of both [28]. The current literature revealed that a high percentage of narcoleptic patients suffer from depression (57%) [29,30,31]. This co-morbidity may be due to the significant overlap in symptoms [31,32,33]. However, purely depressive symptoms like anhedonia, pathological guilt, and crying also occur in patients with narcolepsy [31]. Therefore, shared pathophysiology related to a hypocretin deficiency should be considered. For instance, lowered levels of hypocretin in post-mortem histopathological studies were found in depressed patients who completed suicide [34], but these findings have been inconsistent in other studies [35]. Also, the anxiety disorder has been reported in the 53% of patients with narcolepsy [32], but available studies are still relatively scarce. Lastly, comorbid schizophrenia and narcolepsy has been found, but the relationship between these diseases is controversial and potentially misleading because of the significant overlap of the hallucinatory phenomena [36,37,38,39]. The occurrence of psychotic and hallucinatory symptoms in narcolepsy has been reported as responsible for delayed diagnosis due to a misdiagnosis of schizophrenia [40,41,42,43,44]. In this respect, recent studies found that the comorbidity appears to be rare, underlying that further investigations should be carried out to improve diagnostic accuracy [45,46,47].
Although psychoanalytic theories proposed extreme etiological theories, and some symptoms of narcolepsy do depend on emotional stimuli, the relationship between emotion and narcolepsy is poorly investigated. On a general level, several studies examined the interaction between sleep and emotional regulation [for a review, 48], and sleep deprivation protocols demonstrated the association between sleep loss and daytime negative emotional consequences [e.g., 48–52]. Poor sleep quality is linked to increased negative emotions and decreased positive emotions [53,54,55], with patients suffering from insomnia showing negative mood more than good sleepers, especially in the evening [56]. Idiopathic nightmares are linked to psychological distress [57] and an alexithymia personality style [58]. Anxiety may increase the occurrence of somnambulism [59].
The link between sleep and emotions also emerges in the field of clinical psychiatry. It is difficult to identify any mental health condition with symptoms related to mood or emotion in which sleep disturbance is not listed as a formal symptom or a common feature of the condition [60], such as in major depression and post-traumatic stress disorder (PTSD).
To sum up, it could be stated that in narcolepsy the relationship between sleep and emotional factors is particularly robust, mainly because the symptoms seem to be exacerbated by emotional states. In this review, we discuss the complex relationship between NC and emotional experience, providing a synthesis of behavioral, neurophysiological and neurochemical evidence.
Methodological note
Studies were identified via PUBMED queries. Key search terms included:
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“Narcolepsy” and ‘‘cataplexy’’ in title/abstract (1435 articles);
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‘‘Narcolepsy’’ and ‘‘emotions’’ in title/abstract (55 articles);
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“Narcolepsy” and “dream” in title/abstract (53 articles);
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“Narcolepsy” and “health” in title/abstract (197 articles).
We grouped the identified articles in the following categories:
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1.
Clinical aspects, diagnostic criteria, psychiatric comorbidity and life quality of narcolepsy;
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2.
Cataplexy: (a) clinical aspects, (b) role of the limbic system, (c) hypocretin deficit, (d) role of emotions, (e) emotional stimuli processing and coping strategies;
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3.
Dreaming in narcolepsy.
We focused on the role of emotionality in narcolepsy, excluding non-English articles. All the articles resulting from using this method and related to our focus were included. Following these criteria, we identified 64 publications which were estimated to be of interest for further examination.
Physiopathology of cataplexy
It is well known that in NC patients the sudden drop in muscle tone is triggered by emotional factors such as laughing, joking, a pleasant surprise, and also anger [4,5,6,7,8,9]. This clinical feature suggests a close interaction between emotions and related anomalies in NC brain. For instance, neurophysiological evidence revealed a possible involvement of the amygdala in cataplexy. The amygdala is a limbic structure critically involved in emotional information processing in both animals and humans, as shown by neuroimaging, neurophysiological, and clinical studies (see [61,62,63]).
In the 1960s, the hypothesis of an involvement of this cerebral area in NC symptoms was proposed [64]. The first animal studies provided evidence for a relationship between alterations of amygdala and narcolepsy [e.g., 65, 66]. For instance, Siegel et al. [65] found elevated levels of axonal degeneration in the amygdala of narcoleptic dogs, which preceded or coincided with the disorder onset. This finding is coherent with the major symptoms of narcolepsy. An electrophysiological study on narcoleptic dogs [66] found a subpopulation of amygdala neurons associated with cataplexy, which significantly changed in activity before and during cataplectic attacks. This could have a role in mediation or modulation of these symptoms. Also, several human studies investigated the role of the amygdala in cataplexy. Hong et al. [67] used the Single Photon Emission Computed Tomography (SPECT) to localize cerebral perfusion differences during cataplexy. They found a hyperperfusion in the right amygdala during cataplectic attacks. However, this study included only two subjects. A recent functional magnetic resonance imaging (fMRI) study investigated the brain structures whose neural activity is specifically associated with emotion-induced cataplexy in 21 children/adolescent with NC [68]. Cataplectic attacks were elicited in 10 patients by using funny videos. The study showed an increase in blood oxygen level-depend signal in the amygdala during cataplectic attacks. Indirect evidence of amygdala involvement in NC also comes from psychophysiological research. Khatami et al. [69] investigated emotional process in NC and, in particular, emotional modulation of acoustic startle reflex (ASR) during the presentation of positive, neutral, and negative pictures selected from the International Affective Picture System (IAPS). The ASR is a kind of startle response triggered by threatening stimuli, and has been found to be dependent on limbic structures such as the amygdala in both animal and human studies [70,71,72,73]. The measurement of ASR allows assessing the role of the amygdala in NC. The results showed the absence in NC patients compared to controls of a startle potentiation to unpleasant stimuli, supporting the hypothesis of an amygdala dysfunction in this sleep disorder.
It should be considered that the amygdala is not the only limbic structure implicated in cataplexy. Indeed, several studies showed the involvement of the hypothalamus, considering it as the second main suprapontine brain site whose dysfunction might contribute to cataplexy. Joo et al. [74] found in a SPECT study a significant hypoperfusion in anterior hypothalamus in NC patients compared to controls. Also, an fMRI study [75] compared brain activity in NC patients and controls while they were exposed to humorous pictures, finding a reduction of hypothalamic response and enhancement of amygdala response in NC patients. These results suggested that cataplexy may depend on dysfunctional hypothalamic-amygdala interactions triggered by positive emotions. As mentioned above, narcolepsy has been found to be associated with a reduction or loss of the hypothalamic peptide hypocretin [76,77,78,79,80,81,82] that projects to the amygdala [83, 84]. The first evidence that hypocretin is involved in narcolepsy comes from animal models [22, 85, 86]. More interestingly, the link between hypocretin dysfunction and narcolepsy, and in particular NC, is also supported by human studies. Approximately 90% of patients with narcolepsy showed reduced levels of hypocretin in CSF [11], and postmortem studies confirmed the lack of detectable levels of this peptide in the cortex and the pons, in which normal hypocretinergic projections are found [78, 79].
Nevertheless, the dysfunction of the hypocretin system was observed only in NC, while a normal hypocretin concentration in CSF seemed to characterize the narcolepsy without cataplexy [11, 81, 87]. However, some cases of hypocretin deficiency without cataplexy have been described [14, 15]. Some animal studies suggested that the hypocretin neurons receive abundant projections from the limbic system [83, 84, 88], providing evidence that this neuronal system has close interactions with systems that regulate emotions. Besides, several studies supported the hypothesis that hypocretin is involved in a wide range of neurobehavioral processes, especially in situations of high motivational relevance [89]. Also, the hypocretin neurons activation was associated with acute stress [90], helping to organize stress responses, while chronic stress can disrupt hypocretin signaling in target regions [91]. Some studies found that the hypoactivity of the hypocretin system could yield depression-like symptoms and amotivational syndrome [90, 92,93,94]. Bearing in mind that NC is a chronic stress condition, the relationship between stress and hypocretin activation supports the hypothesis that neural input from the limbic system to the hypocretin neurons may be implicated in the pathophysiology of cataplexy. This link is also suggested by the role of emotional situations for cataplexy.
To sum up, neurophysiological and neurochemical findings indicate an implication of the limbic system in NC (e.g., [11, 67, 68, 74, 75]). Indeed, cataplexy seems to depend on dysfunctional hypothalamic-amygdala interactions associated with an alteration of the hypocretin levels. Hence, the involvement of emotional brain network in the physiopathology of cataplexy could explain why emotional inputs triggered cataplexy.
Cataplexy and emotions
Lazarus [95] stated that emotions represent the “wisdom of the ages”, providing time-tested responses to adaptive problems. Emotions arise when something important to us is at stake, but they do not force us to respond in specific ways, they only make certain responses more probable. This malleability allows us emotional regulation, meaning processes that influence how we experience and express emotions [96]. This focus is particularly interesting for narcolepsy. Considering the crucial role of emotions in cataplexy [4,5,6,7,8,9], it could be hypothesized a relationship between emotional reactions and cataplexy attacks, mediated by coping strategies. In particular, coping strategies could consist of an emotional constriction that serves as an adaptive response to ward off cataplexy [97, 98]. The strategy to keep down expression of their own emotions could reduce or suppress emotion-related behaviors (e.g., laughing, crying) that usual trigger cataplexy [97, 98]. This hypothesis is also supported by the relationship between disease duration and cognitive responses to the emotional stimuli: a longer disease seems to be associated with cognitive suppression [98]. Consistently, a prospective study on children showed for the first time a reduction of cataplexy severity after about 3 years after the NC onset [99].
With regards to cataplexy and coping strategies, some studies focused on the emotional reactions in NC patients using standard stimuli to elicit emotions and investigates the emotional stimuli processing in these subjects. Tucci et al. [97] investigated the emotional visual stimuli processing in NC patients, using the IAPS [100,101,102]. Muscular, autonomic, and cognitive reactions were measured while the subjects were exposed to pictures with positive, neutral and negative valence. They found that these reactions were attenuated in NC patients compared to controls. In particular, they showed the lowest responses with negative pictures. Also, De Zambotti et al. [98] used the IAPS to investigate hemodynamic and behavioral responses during emotional visual stimulation in NC patients. The hemodynamic responses to pictures were the same for NC patients and controls, while differences were found for behavioral responses: NC patients reported lower arousal scores associated to positive and neutral stimuli, a status of less pleasantness induced by pleasant stimulation, lower valence scores associated to pleasant stimuli and lower score at the “focus on and venting of emotions” dimensions of coping. Another study investigated facial emotional expressions (fear, happiness and sadness) and emotional regulation strategies using a self-rated questionnaire in NC compared to central hypersomnia without cataplexy and healthy controls. No differences have been found among the groups, namely the NC showed a typical emotional judgment ability and emotional regulation strategies, contrary to the authors’ initial hypothesis [103] These findings are counterintuitive considering that several studies found that amygdala damage is related to impairment in recognition of emotional facial expressions [104]. Nevertheless, metabolic changes of the amygdala in NC patients may be localized in only one hemisphere (i.e., the right hemisphere), being without any consequence on facial expression recognition [105]. Hence, the authors suggested that normal functioning of the amygdala may be unnecessary to normal performance on this tasks and narcoleptic patients may recruit different networks to produce a normal recognition performance [103].
Other studies investigated the humor stimuli processing in NC, considering that the most frequent emotional trigger for the cataplexy seems to be the laughter [e.g., 8, 9]. For example, Susta et al. [106] used a protocol using audio recordings aimed to trigger laughter in NC patients and controls. They registered cortical brain activity by quantitative electroencephalography (qEEG) source localization to calculate the sequence of brain areas involved in laughter processing. The results showed a different pre-laughter activation between NC patients and controls. The gyrus orbitalis, the gyrus rectus and the gyrus occipitalis inferior were activated in controls, and the gyrus paracentralis, the gyrus cingularis, and the cuneus were activated in the patients.
Some authors measured the H-reflex during emotive stimuli, which relies on contraction of the flexors of the calf because of the excitation in the tibial nerve. The reflex was reduced during laughter in healthy subjects, giving the feeling of lack of strength [107]. It should be noted that this effect may have a role in cataplexy. The H-reflex is the only neurophysiological variable which is altered in this phenomenon, disappearing cataplectic attacks [108,109,110]. Another study investigated the neurophysiological effects of startle and laughter in NC [111]. They found a decrement of H-reflex during laughter, without differences between NC and controls and with increased startle response in NC [111].
Most of these studies clearly showed how reactions to emotional stimuli are different in NC patients compared to controls [87, 97, 98, 106]. Some works found emotional reactions significantly different between NC patients and controls in response to unpleasant situations [97, 111], while others in response to pleasant situations [98, 106]. The heterogeneous results among pleasant and unpleasant stimuli may depend on methodological differences, like a different input use (e.g., visual, audio) or output measure (e.g., muscular, autonomic, cognitive, hemodynamic and behavioral responses, qEEG, H-reflex). However, all these findings suggest an impairment in emotions processing in NC, raising the possibility that these alterations are part of compensatory strategies to avoid or reduce in frequency cataplexy attacks [97,98,99]. However, this hypothesis does not rule out the possibility that the impairment in emotions processing in NC could be in relation with the impairment of emotional brain network (e.g., [11, 67, 68, 74, 75]).
According to the appraisal theories, emotions depend on the personal evaluation of the events [112]. It has been demonstrated that appraisal can determine different emotional reactions and modulate their intensity [113]. In other words, personal evaluation of situations as less pleasant or unpleasant could be the result of a cognitive approach to minimize the impact of emotion, for instance through the suppression which is the attempt to decrease or inhibit emotion-expressive behavior [114]. Therefore, it could be hypothesized the same cognitive mechanism in NC patients who develop unware adaptive strategies to face emotions and, specifically, to avoid cataplectic attacks. These hypotheses on coping strategies in NC do not explain the increasing startle response in NC found by Lammers et al. [111]. According to the authors [111], these findings may depend on the brain or neurochemical anomalies that characterized NC. For instance, axonal degeneration in the amygdala and the medial septum region was found in narcoleptic dogs [65], and both these areas are known to be involved in startle responses. Furthermore, an increased startle response could be explained by an altered adrenergic tone, that characterized both startle reflexes [115, 116] and cataplexy [117]. So Lammers et al. [111] speculated that the exaggerated startle response could be a side effect, an increased sensitivity for adrenergic stimulation as partial compensation of their propensity for cataplexy.
Finally, it should be considered that all the studies mentioned have the limit of not evaluating cataplexy, but its apparent subclinical expressions. Namely, no cataplectic attack was elicited during the experiments. This may be explained by the use of stimuli with lower emotional impact than real-world stimuli. Despite these subclinical data, different patterns of emotional management and expression have been reported in NC compared to controls, which are probably linked to specific styles of coping.
Mental sleep activity in narcolepsy and emotional experience
Some studies showed that emotional features of dreams are related to the activation of the limbic system [118,119,120]. However, it should be underlined that dreaming is a peculiar object of study because of the methodological limitation to a reliable access to the mental sleep activity (MSA), namely the products of mental processing during sleep which are reported upon awakening in the form of dream report [121,122,123]. Microstructural analyses also found a link between emotional features in dreams and the limbic system, investigating the relationships between volumetric and ultrastructural measures of the hippocampus-amygdala complex and specific qualitative features of dreaming [124]. In particular, bizarreness of dream reports was negatively correlated with the left amygdala volume and positively correlated with the microstructural integrity (i.e., lower mean diffusivity) of the right amygdala, while emotional load was directly proportional to the microstructural integrity (i.e., lower mean diffusivity) of the left amygdala; on the other hand, the volume of the right hippocampus was negatively associated with bizarreness [124]. In other words, dream contents characterized by higher level of bizarreness were related with smaller left amygdala, smaller right hippocampus and lower mean diffusivity of the right amygdala, while dreams characterized by high emotional load were related to the low mean diffusivity of the left amygdala. This finding was subsequently confirmed in another study on patients with Parkinson’s Disease (PD), showing for the first time in this population that the dopamine network plays a key role in dream experience. A higher dopamine agonist dosage was associated with qualitatively impoverished MSA, as expressed by lower bizarreness and emotional load values [125]. Alterations in dopaminergic levels also characterize narcolepsy, and indeed Modafinil is used to enhance vigilance in treatment of this disease [126, 127] because of its ability to increase cerebral levels of dopamine [128, 129]. Keeping in mind the role of dopamine network in dreaming [125] and its impairment in narcolepsy [126, 127], it is possible to speculate that dream experience in this sleep disorder could be affected by neurochemical unbalance.
Considering all these findings [124, 125], the crucial role of emotions in narcolepsy [4, 6,7,8,9, 69, 97, 98, 106, 111] and an impairment of the limbic system in these subjects (e.g., [11, 67, 68, 74, 75]), the investigation on emotional experience during MSA for this sleep disorder deserves interest. Narcoleptic patients often report an abundant production of vivid, bizarre and frightening MSA [130]. A high prevalence of aggressive dreams was found, including dreams with aggressive sexual themes [131]. Furthermore, some studies revealed that narcoleptic patients, with or without cataplexy, have more negatively toned and bizarre dreams and significantly more terrifying and repetitive dreams in narcoleptic patients compared to insomnia patients [132]. However, it should be noted that some authors also found positive emotions in narcoleptic dreams [133]. Other authors [134] posited that NC exaggerates the emotional aspects of REM dreams, probably because of the alteration of neurobiological systems that support cognitive-emotional functions. They investigated the emotional experience during REM sleep in these patients and observed more intense emotions –especially- anxiety/fear and following joy/elation [134] and more bizarre and vivid contents [135].
Regarding the awareness of dreaming experience in these patients, a recent study investigated the prevalence of dream-reality confusion in NC. Dream delusions are extremely common in this disorder, and patients with NC were much more likely to report mistaking dream experiences as true memories, in comparison with healthy controls [136]. Conversely, other results suggested that these patients were more often aware of their state of consciousness during dreaming than healthy subjects (i.e., they knew that the dream experience was not real) [133]. Furthermore, it was found a higher prevalence of lucid dreaming in NC and N patients, compared to healthy subjects [137, 138]. Lucid dreaming is the experience of being aware of dreaming while asleep and continuing to dream [139], and this awareness could be used to modify unpleasant narcoleptic dreams. Meaidi et al. [140] found a significant increase in lucid dreaming of N and NC compared to healthy controls, without any difference in emotional contents in the frequency of nightmares. Differently, another study showed an increase of nightmares for these patients [141]. Pisko et al. [141] showed that the prevalence of vivid but not unpleasant dreams for N and NC patients was 26%, with a higher frequency for NC patients. This study also found that the prevalence of nightmares was 33%, without difference between N and NC, while the prevalence of nightmares in general population was around 5% [142, 143]. According to Meaidi et al. [140], the intensification of lucid dreaming in N and NC patients compared to healthy controls could explain the low incidence of nightmares in the clinical group, suggesting that lucid dream may be part of a coping strategy and may be useful to treat nightmare disorders. For this reason, the so-called “lucid dreams” have been repeatedly proposed as an effective therapy for nightmare disorder [144,145,146]. A strategy to induce lucid dreaming in healthy subjects is the wake-up-back-to-bed technique, in which subjects are awakened in the early morning hours and go back to sleep after a period of wakefulness [147, 148]. Perhaps, same narcoleptic sleep peculiarities (i.e., fragmented night sleep, SOREMs) might have similar effects to the wake-up-back-to-bed technique in healthy, promoting cortical arousal that facilitated lucid dreaming.
It should be noted that narcoleptic patients, even during sleep, have an emotional experience different from healthy subjects [113, 131, 134, 135, 141]. Interestingly, N and NC could use coping strategies also during their sleep, avoiding unpleasant MSA through lucid dreaming [138, 140]. Moreover, this kind of emotional experience during sleep, i.e., so vivid, bizarre and frightening [113, 131, 132, 134, 135, 141], could be partly linked to an emotional experience in waking state, like a possible consequence of emotional inhibition and defensive attitude during the daytime. Finally, emotional experience during MSA seems not influenced by the physiopathology of cataplexy, since there is no difference between N and NC [137, 138, 140, 141].
Future perspectives
Overall, the discussed results emphasize that the relationship between NC and emotional processes is still poorly understood. On this basis, some further considerations and insights for future studies seem appropriate.
Firstly, considering the hypothesis about the coping strategies of patients with NC, further investigations are necessary to understand which strategy should be applied and to what extent this could represent an adaptive behavior by modulating the occurrence of symptoms. In this vein, the ability to express emotions may affect cataplexy, and the presence/absence of alexithymia in NC should be assessed. A study reported a higher score on Toronto Alexithymia Scale-20 (TAS-20) [149] in a group of narcoleptic patients than in a control group [58]. These patients could actively control the expression of their emotions, avoiding a contact with their emotions to prevent some unpleasant symptoms, like cataplexy attacks for NC. This viewpoint becomes promising especially considering that NC is a chronic disorder and it could be associated with a secondary form of alexithymia, as an attempt to cope with the stress of situation (e.g., [150,151,152,153]). In other words, secondary alexithymia could be considered as a consequence of the illness-related stress, like a defense mechanism against highly emotional events [153, 154].
Moreover, subjects with narcolepsy can experience a gradual reduction of quality of life and exposed to an increased risk of work-related and transit accidents, sexual dysfunctions and neuropsychological alterations [155, 156], developing dysfunctional coping strategies. For these reasons, it could be expected that alexithymia levels change during NC progression. In this vein, alexithymia levels should be assessed in different phases of the disease, by longitudinal designs aimed to investigate if and how emotional awareness and expression change as symptoms progress.
Moreover, alexithymia may be related to dream alterations in NC [113, 131, 134, 135, 141]. Although not completely consistent, some independent findings on alexithymia compared to healthy subjects suggested that dream recall rate was lower and more impoverished [58, 157,158,159,160,161,162,163,164,165], while nightmares were more frequent or distressing [58, 164, 166]. Since the relationship between alexithymia and dreaming involves processes regulating emotion during both wakefulness and dreaming, this issue should be further addressed.
Furthermore, we have underlined that subjects with NC report qualitatively rich dream contents [113, 131, 135, 141, 166], suggesting that emotional memory consolidation in these patients is not compromised. In this respect, we have to consider that alteration of the limbic network in these patients (e.g., [20, 67, 68, 74, 75]) and the findings on the neural substrates of dreaming [124, 125] are not always consistent. For instance, the emotional load characterizing the core symptoms of PTSD-such as nightmares-seems to be related to the hyperactivation of the amygdala [167, 168]. Also, REM sleep could amplify the altered function of the amygdala [168]. Several functional neuroimaging human studies revealed that emotional network, including the amygdala, was activated during REM sleep [118, 169,170,171,172], even if these studies still were based on the equation “REM sleep = dreaming”.
Moreover, a stereo-EEG study on pharmaco-resistant epileptic patients found a transient activation of the amygdala which was time-locked to the onset of REM sleep, suggesting that this activation may be involved in adding an emotional tone to dream contents [173]. Also, recent investigations confirmed the relationship between some structural parameters of the amygdala and the hippocampus and the emotional load of dream reports [124, 125]. Taken together, these findings support the hypothesis that the activation of the limbic system may play a crucial role in the dreaming, but how the impairment of the limbic system affects MSA in NC is still unknown. In our opinion, this issue requires further investigations. Furthermore, studies on emotional experience during MSA did not find differences between N and NC [137, 138, 140, 141], suggesting that this is not influenced by the physiopathology of cataplexy. Hence, studies that investigated in N and NC the specific role of hypocretin during MSA also are needed.
Finally, it should be mentioned that EEG studies provided some indications about the relationship between brain networks and emotional memories. In particular, the prefrontal theta activity during REM sleep has been related to emotional memory consolidation [174]. The same EEG activity (5–7 Hz) during REM sleep predicted the subsequent dream recall, suggesting shared mechanisms in the retrieval of episodic memory across different states of consciousness [175, 176]. However, in NC just a few studies have been carried out to identify EEG correlates of dreaming. To the best of our knowledge, the only study in this direction found a relationship between the gamma EEG activity and lucid dreams, and also a reduced delta activity seems related to the lucidity of dreams [138]. This result is not coherent with the studies mentioned above [175, 176], while supports the view of a direct relation between dream recall rate and decreased cortical activation [177, 178]. According to these considerations and to the fact that NC patients show higher dream recall rate than healthy population [137, 138, 179], we suggest that other studies should be developed to investigate the EEG correlates of dream recall in this population, examining -specifically- the relation between EEG pattern and emotional dream contents.
Concluding remarks
This review summarizes the studies on the relationship between emotional experiences and narcolepsy. Neurophysiological and neurochemical findings support the hypothesis of the involvement of the limbic system in the physiopathology of cataplexy [e.g., 20, 67, 68, 74, 75], and this could explain the relationship between cataplexy and emotional inputs. Furthermore, behavioral studies suggest an impairment in emotions processing in NC, like a possible coping strategy to avoid or reduce in frequency cataplexy attacks [97, 98, 106] and, consistently, these patients could use these coping strategies even during sleep, avoiding unpleasant MSA through lucid dreaming [138, 140]. Moreover, about dreaming in NC, we have pointed out that these patients report peculiar dream contents, characterized by more vivid, bizarre and frightening contents than those of healthy subjects [113, 131, 134, 135, 141]. Therefore, emotional memory consolidation seems not being altered, although several studies suggest the impairment of the limbic system in this disease (e.g., [20, 67, 68, 74, 75]).
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Drafting the work and revising it critically for important intellectual content: LDG, CS, SS, AD and MG. Final approval of the version to be published: LDG, CS, SS, AD and MG. Agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved: LDG, CS, SS, AD and MG.
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Schiappa, C., Scarpelli, S., D’Atri, A. et al. Narcolepsy and emotional experience: a review of the literature. Behav Brain Funct 14, 19 (2018). https://doi.org/10.1186/s12993-018-0151-x
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DOI: https://doi.org/10.1186/s12993-018-0151-x